{"datasetGroup":"OTCMARKET","datasetName":"THRESHOLDLISTMOCK","description":"Pursuant to Rule 203(b)(3) of Regulation SHO and FINRA Rule 4320, a participant of a registered clearing agency (i.e., a clearing firm), that has a fail to deliver position at a registered clearing agency (i.e., National Securities Clearing Corporation) in a Threshold Security for 13 consecutive settlement days must immediately close out that fail to deliver position by purchasing shares of like kind and quantity.","partitionFields":["tradeDate"],"fields":[{"name":"tradeDate","type":"Date","format":"yyyy-MM-dd","description":"Trade Date"},{"name":"issueSymbolIdentifier","type":"String","description":"Issue Symbol identifier"},{"name":"issueName","type":"String","description":"Issue Name"},{"name":"marketClassCode","type":"String","description":"Indicates whether the issue is OTC Bulletin Board (U) or non-Bulletin Board (u)"},{"name":"thresholdListFlag","type":"String","description":"Indicates  whether the issue is a threshold security pursuant to Regulation SHO (R) or FINRA Rule 4320 (NR)."},{"name":"marketCategoryDescription","type":"String","description":"Describes the code that indicates whether the issue is OTC Bulletin Board (U) or non-Bulletin Board (u)"},{"name":"regShoThresholdFlag","type":"String","description":"Subject to the requirements of SEC Rule 203 of Regulation SHO  where there is an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. When this occurs, the issue becomes subject to mandatory close-out requirements outlined in the SEC's Regulation SHO "},{"name":"rule4320Flag","type":"String","description":"Subject to the requirements of FINRA Rule 4320 where, for five consecutive settlement days, there are aggregate fails to deliver at a registered clearing agency of 10,000 shares or more and the reported last sale during normal market hours would value the aggregate fail to deliver position at $50,000 or more. When this occurs, the issue becomes subject to mandatory close-out requirements outlined in NASD Rule 3210"}]}